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Resources

ESOP Advantages in Exit Planning

Leisha Gosling, MBA, CEBS, QKA, QKC | ESOPs |

An ESOP is more than a retirement plan. It is a sophisticated exit strategy that can provide liquidity, tax efficiency, and legacy preservation while keeping the business independent. Learn More >

Coordinating Retirement Plans with Client Exit Planning

Leisha Gosling, MBA, CEBS, QKA, QKC | Plan Design |

Business owners often treat retirement and exit planning separately. Learn how aligning both can improve taxes and business goals. Learn More >

Fiduciary Rule Changes

Leisha Gosling, MBA, CEBS, QKA, QKC | Fiduciary Issues |

Recent changes in the regulatory landscape have raised questions for employers that sponsor retirement plans. Learn More >

Why Ownership Is Confirmed Each Year

Leisha Gosling, MBA, CEBS, QKA, QKC | Plan Design |

Confirming ownership with RMS every year—even when nothing has changed—helps protect your retirement plan, reduce risk, and ensure continued compliance without surprises. Learn More >

Document Retention

Leisha Gosling, MBA, CEBS, QKA, QKC | Documents |

Developing a filing system can make it easy for 401(k) sponsors to review, update, preserve, and dispose of documents. Learn More >

Changes for 2026

Leisha Gosling, MBA, CEBS, QKA, QKC | Roth Contributions |

Starting in 2026, the Secure 2.0 Act will require highly paid individuals who are 50 or older to make catch-up contributions to a Roth account instead of a pre-tax account. Learn More >

Part-Time Employees

Leisha Gosling, MBA, CEBS, QKA, QKC | Disqualification |

Are the requirements for part-time employees the same for health insurance as it is for retirement plans? Learn More >

Cybersecurity 401(k)

Leisha Gosling, MBA, CEBS, QKA, QKC | Fiduciary Issues |

This article explores the fundamentals of cybersecurity, why it matters, and how organizations can safeguard their systems and participants’ information. Learn More >

Late Deposit of Contributions

Leisha Gosling, MBA, CEBS, QKA, QKC | Fiduciary Issues |

The U.S. DOL's VFCP assists employers and plan officials in correcting certain breaches of fiduciary duties under ERISA. Learn More >

Cybersecurity

Leisha Gosling, MBA, CEBS, QKA, QKC | Fiduciary Issues |

As stewards of sensitive financial and personal data, plan sponsors have a fiduciary and legal obligation to protect that information. Learn More >

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