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Resources

DOL Guidance on ESG and Other Investments

Leisha Gosling, MBA, CEBS, QKA | Investments |

The DOL released final guidance on October 30, 2020, concerning socially responsible, environmental, corporate governance (ESG) investing, impact investing, and economically targeted investing. Learn More >

Selecting and Monitoring Target Date Funds

Investments |

Plan fiduciaries need to prudently select the Target Date Fund offered in the Plan. The DOL has created a tip sheet about Target Date Funds. Learn More >

QDIAs under the Pension Protection Act

Rhonda E. Henry, CPA, APA | Investments |

Qualified default investments can help relieve plan fiduciaries of liability for investing plan assets of employees who don’t make an election. Learn More >

FINRA Issues Notice to Firms on IRA Marketing Practices and Rollovers

Investments |

Financial firm practices related to the marketing of IRAs are going to be subject to increased focus by FINRA in 2014. Learn More >

Annuities in 401(k) Plans

Investments |

Many of today’s employees may find themselves retiring with funds that might not last a lifetime. Learn More >

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