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Resources

Leading Questions to Discover Sales Opportunities

Plan Design |

A list of questions to ask a plan sponsor to open the door for a discussion about retirement plan services. Learn More >

Managing a Plan Vendor Change

Plan Conversions |

What to expect when moving the retirement plan assets and records to a new recordkeeper. Learn More >

Questions to Ask a Plan Recordkeeper

Plan Conversions |

Make sure the potential new recordkeeper is a good fit for the plan and the employer by asking these questions BEFORE the decision is made to transfer the plan’s administration. Learn More >

Update on the Application of the Defense of Marriage Act Ruling

Same Sex Marriage |

Recent IRS guidance provides details on amendment requirements and the effect of the Windsor decision on retirement plans. Learn More >

Relief for Participant Fee Disclosure Notice Timing

Fee Disclosures |

You may recall that in 2012, plan sponsors were required by the Department of Labor (DOL) to provide to plan participants a notice that disclosed detailed investment information for the plan. Learn More >

Impact of Defense of Marriage Act Ruling on Retirement Programs

Same Sex Marriage |

The U.S. Supreme Court recently declared that Section 3 of the Defense of Marriage Act, which was signed into law by President Clinton in 1996, is unconstitutional because it denies equal... Learn More >

Using the Forfeiture Account

Forfeitures |

When participants who are not fully-vested in their company contribution accounts terminate employment, their non-vested monies are usually moved into a forfeiture account. Learn More >

In-Plan Roth Conversions

Roth Contributions |

The newly signed American Taxpayer Relief Act of 2012 (the “Act”) makes an important change to employer-sponsored retirement plans. Learn More >

QDRO Payments

QDROs |

What is a Domestic Relations Order (DRO)? Learn More >

Fee Disclosures: What Must Plan Sponsors Do?

Fee Disclosures |

Plan Administrators who are appointed to engage service providers must understand that they bear the final responsibility Learn More >

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